Financial services regulation in the UK affects a wide range of business activities. We have considerable experience of advising businesses on corporate governance, compliance and best practice.

Our expertise in the areas of regulation and compliance covers:-

  • Advising on compliance for FSA registered corporate advisory and broking firms
  • Project managing establishment of compliance infrastructure and risk systems
  • Applications for FSA and other regulatory approvals
  • Advising quoted companies on all aspects of compliance with AIM and FSA regulations and best practice
  • Regulatory investigations acting on behalf of regulators, individuals and companies
  • Transaction and file reviews
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